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Úc – AUSTRAC và Crown đồng ý đề xuất hình phạt 45 triệu đô la

Crown Melbourne and Crown Perth and AUSTRAC have filed joint submissions with the Federal Court of Australia, proposing a $450m penalty over Crown’s breaches of the Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (AML/CTF Act).

A court hearing has been set down for July 10 to 11 2023, at which Justice Lee will consider the parties’ proposed settlement. While AUSTRAC and Crown agree that a $450m penalty is appropriate in all the circumstances, it is a matter for the court to determine the appropriate penalty.

In reaching this agreement, Crown has admitted that it operated in contravention of the AML/CTF Act, including that Crown Melbourne and Crown Perth failed to appropriately assess the money laundering and terrorism financing risks they faced, and to identify and respond to changes in risk over time.

It ruled that Crown did not have appropriate risk-based systems and controls in their AML/CTF programs to mitigate and manage the money laundering and terrorism financing risks they faced.

Crown also failed to establish an appropriate framework for Board and senior management oversight of their AML/CTF programs. It did not have a transaction monitoring program that was appropriate to the nature, size and complexity of their business.

AUSTRAC said Crown had an enhanced customer due diligence program that lacked appropriate procedures to ensure higher risk customers were subjected to extra scrutiny. It did not conduct appropriate ongoing customer due diligence on a range of specific customers who presented higher money laundering risks.

AUSTRAC Chief Executive Officer, Nicole Rose said the casino sector is at risk of exploitation by organised criminals seeking to clean their dirty money, money which criminals make through the sale of illicit drugs, scams and even human trafficking.

“Crown’s contraventions of the AML/CTF Act meant that a range of obviously high-risk practices, behaviours and customer relationships were allowed to continue unchecked for many years.” Ms Rose said

“Crown đã tìm cách ứng phó với những thất bại được xác định trong các thủ tục tố tụng này bằng cách tăng cường phương pháp tiếp cận quản lý rủi ro ML/TF và đầu tư vào việc tuân thủ tội phạm tài chính của mình. Chúng tôi tiếp tục hợp tác chặt chẽ với Crown để đảm bảo rằng chương trình và hệ thống AML/CTF của họ tuân thủ và phù hợp với mục đích trong tương lai.”

As the matter is before the court for determination, AUSTRAC is unable to comment further on the proceedings or in principle agreement.